Who Should Rule (Confucian democracy) · Episode 2 · 21-min read

What a vote is even for

Transcript · audio coming

Suppose someone at dinner, or in a group chat, or in the argument you keep having with yourself, says the thing people usually keep quiet: be honest — most people have no idea what they're voting on, so why do we let them run the country?

You push back. But notice how you push back, because you do it in two quite different ways, one after the other, and you probably will not notice the switch.

First you say: that isn't fair; people aren't as hopeless as that. A large group knows more than any one clever person in a room. All those different lives, all that ground-level knowledge — millions of people, each seeing the part of the problem that they actually face — isn't noise. It's information, and no small committee of experts could match it. Democracy reaches better decisions, precisely because it asks everyone.

Then, a moment later, you say something else. You say: and in any case, even if the experts would decide better, even if a clever few really would run the place more cleanly than we do — it still wouldn't be theirs to take. It's our country. We get a say in it. That isn't a claim about who'd do the best job. It's a claim that the country is ours.

Two defences. You made both in a few seconds, as though they were one. And here is what went past you: they do not agree. The first says democracy is best because it works — because it decides well. The second says democracy is best even if it doesn't — because it belongs to us. One of those defences would survive the news that the experts really would do better. The other would not. They are not the same defence, and most of us have held both, together, for as long as we can remember.

This is Philosophy for Us — philosophy for everyone, no degree required.

This is the second of eight episodes on the oldest question there is about power — who should rule. Last time we found that "the system's broken" is really two complaints, not one: one about whether the system decides well, and one about whether it's yours — two different standards, which need not give the same answer. Tonight we turn that finding on the very thing you came in defending. We build the case for democracy at full strength — the real case serious people make, not the cartoon — and we find democracy's own defenders divided between exactly those two grounds: the two you moved between, a moment apart, without noticing they were different.

Start with the honest thing: you do believe in this. For all the late-night doubt of last time, you haven't given up on the vote, and almost nobody does. Offer people a form that quietly hands their vote to a wise committee for safekeeping, and see how few of them sign it. There are real reasons people keep hold of the vote, and tonight we look at them properly — because the difficulty is not that the reasons are weak. It's that there are two of them, they're not the same reason, and we've never held them apart.

Here's the first, and it has real force. It says democracy is good because it actually decides better than the alternatives — better than one king, one party, one room of experts. That sounds wrong the moment you say it, given everything last time admitted about the hurried, ill-informed vote. How could more uninformed people produce a better answer than a few who know the subject? But the case is real, it's old, and serious people have built it with care.

Take the cleanest version first. In an essay published in 1785, the French mathematician Condorcet noticed something odd about voting. Suppose each person is just slightly better than a coin toss at answering a yes-or-no question — a little more likely to be right than wrong. Ask one of them, and you've barely beaten chance. But ask a large group and count the majority, and the arithmetic produces a surprising result: the more people you add, each only slightly reliable, the closer the majority verdict moves toward being right. Not because anyone is brilliant, but because the errors are scattered in every direction and cancel out, while the small tendency to get it right, shared across everyone, adds up. A thousand people, each a little more right than wrong, can together be far more reliable than the single cleverest one among them. That's not a sentiment. It's arithmetic. The result is now known as Condorcet's jury theorem.

And once you see how it works, you find it outside politics too. It's why a large enough market price tracks reality better than any single trader. It's why, when you ask a crowded room to guess the number of beans in a jar, the average of all their guesses beats almost every individual guess, the experts' included. Spread a question across enough independent minds, and the group, taken together, knows things no one in it knows alone.

Now put the people back in. A society isn't a jar of beans. It's millions of lives, each at a different point of view on the problem. The nurse knows what a policy does to a hospital ward at three in the morning, in a way no minister ever will. The farmer knows what a regulation does to the actual soil. The person at the bottom of the economy knows exactly where a new rule will hurt, because it will hurt them. No committee of experts, however able, occupies all those positions at once. It can't. It has one view — an able one, but only one. The electorate has all of them. So when the democrat says a large group is wiser than a few, this is the serious version: not that the average voter is clever, but that the range of voters carries knowledge the cleverest few simply cannot reach, and a vote is the only means we have of gathering it.

There's a second strand, and it's even harder to dismiss. John Stuart Mill put it plainly more than a hundred and fifty years ago, in Considerations on Representative Government, published in 1861: in the end, the only safe guardian of a person's interests is that person. Not because everyone is wise — Mill had no illusions there — but because the powerful, however well-meaning, reliably forget the people they don't have to answer to. Let a class of rulers govern unchecked "for everyone's good," and the good they pursue drifts, slowly and sincerely, toward their own. The one reliable corrective is that the ruled can remove them. Take away your vote, and you haven't merely lost a say; you've lost the one thing that makes anyone in power need to care what happens to you. So democracy decides better not only because it knows more, but because it's the one arrangement that keeps the rulers answerable to the ruled — and rulers who can be removed have a strong reason to govern well.

Put those together and you have a real case, and a serious one. More people catch more errors. Scattered knowledge is gathered. The powerful stay answerable, so they stay honest. This is why a serious person, knowing everything you know about the hurried vote, still backs the vote: across a whole society, over time, it decides better than the clever few would, because the clever few can neither see what the many see nor be kept honest the way the many keep them.

So far, so good. But notice — and this is the one thing to carry out of this stretch — what kind of reason this whole case is. Every part of it is a claim about results. More people: better outcomes. Scattered knowledge: better outcomes. Answerable rulers: better outcomes. The whole case rests on a single bet: that democracy, in the end, decides well. Which means the whole case depends on that bet. If it turned out that the many did not decide better — if someone could show you that the few really would get more right — then this case, every part of it, would fail. It has to. It never claimed anything except that democracy works. Keep that in view, because there is a second reason people value democracy, and it makes the opposite bet.

Here's the second reason. The quickest way to see that it's a different kind of thing is to ask what would defeat each one — what single piece of news would force its defender to give it up.

The first reason, we said, is a bet on outcomes. So the news that defeats it is simple: the experts would decide better. Show that beyond doubt — forty years of clean data, the wise committee wiser on every count — and the first reason has to give way. It only ever claimed that democracy works. Tell it democracy works less well than the alternative, and it has nothing left to say.

Now the strange part. That same news — the experts would decide better — does nothing to the second reason. The people who hold the second reason will read your forty years of data, grant every line of it, and remain unmoved. Fine, they'll say. We never claimed otherwise. We weren't defending democracy because it gets the best answers. Keep your better answers; we want something the better answers don't buy. Two reasons, and the same fact defeats one and leaves the other untouched. That alone should tell you they aren't one reason in two forms. They point in different directions.

So what is the second reason after? Philosophers have a careful version of it, and it's worth getting right, because from outside it can sound like mere insistence — because it's ours, that's why — and it is more than that.

Thomas Christiano, in his 2008 book The Constitution of Equality, builds it roughly as follows. We are equals. Not equally clever, not equally wise, but equals in a deeper sense: each person is the final authority on their own life, the one with the last word on what counts as their life going well. Now put a few million such equals in one shared world, where a single set of rules will bind every one of them, and suppose they disagree flatly about what those rules should be. How do you settle it in a way that treats each person, openly and publicly, as the equal they are? You cannot do it by giving the decision to the wisest, because that publicly declares the rest to be lesser — people to be managed for their own good. The only way to decide a shared world while still treating each of us as a full equal, Christiano argues, is to give each of us an equal share in the deciding. An equal say. Not because the count is accurate, but because the count is respectful. It is the one arrangement that says openly: on the question of your own life, no one here outranks you.

And here is the point that separates this cleanly from the first reason. On Christiano's account a democratic decision keeps its authority even when it gets the answer wrong. When the majority votes for something foolish, something you are sure is a mistake, the decision still carries a legitimacy that the wise committee's better decision could not — because it came from a process that honoured everyone's equal authority, and the committee's did not, however clever it was. Christiano does not make that authority unlimited: a vote can overreach, can violate the very equal standing that gave it its force, and then it forfeits the claim. But a decision that is merely mistaken — simply wrong about what's best — keeps its legitimacy all the same. A bad outcome doesn't cancel it. Outcomes were never what this reason was made of, so a bad outcome alone can't break it.

Elizabeth Anderson sharpens the point, in a 2009 paper, "Democracy: Instrumental versus Non-Instrumental Value," and it's worth being careful about exactly what she claims, because it's easy to overstate. Her target is the idea that democracy's worth is only a matter of its outputs — that the whole case for it depends entirely on whether it produces good decisions. Not so, she argues. Grant that democracy also has to deliver; she is no enemy of good outcomes, and she thinks a shared life worked out among equals can in fact be a good way of getting things right. But its worth is not exhausted by its outcomes, because democracy is also something the first reason leaves out altogether: a relationship. A particular relationship among equals — people governing their shared life together, none of them anyone's master, none of them anyone's subject. To judge democracy only by whether the experts would decide better is, on her view, like judging a marriage of equals only by whether one partner giving the orders would run the household more smoothly. Perhaps the command version is more efficient. That misses what a marriage of equals is for. The worth of such a relationship is not captured by its efficiency, and that part of democracy's worth — the relationship — is exactly the part a better-deciding committee could never supply, however well it decided.

If you've followed the series, you've met this gap before, with the machine: a decision could be right and still not be yours to answer to. Here is the same gap again, now not about a machine but about a wise human ruler: being right is one thing; being yours to answer to is another. The second reason is entirely about that gap.

So both reasons are now before us, and you can see they are made of different stuff. The first: keep democracy because it decides well. The second: keep democracy even if it doesn't, because of what it makes a people to one another — equal authors of a shared life, rather than people governed well by someone else. And, because I am not selling you this reason any more than the last one, look at its cost before you warm to it. It asks you to mean it. It asks you to look at a vote that lands on something cruel or plainly foolish, something that harms real people, and still not wish the vote away — still hold that its being yours to make counted for something real, even there, even at that price. That is a hard thing to hold. The first reason never once asks you to defend a bad result; this one, now and then, asks exactly that. Both reasons cost something real. Neither is free. Keep them side by side, because next we stop weighing them one at a time and put them in a single sentence, to see what they do to each other.

So put them in one sentence: democracy is the best system. You've said it a hundred times; most people have. Now you can hear the question hidden inside it, the one you never used to hear: best at what?

Because we now have two different answers to "what," and they are not two versions of one thing. One says: best at deciding — best at producing good government, wise decisions, sound results. The other says: best at belonging to us — best at making a people the equal authors of their shared life rather than its subjects. And the whole point of tonight is what last time set up: those are two different standards, and nothing guarantees they give the same answer.

Watch them come apart. Not in theory — in the kind of case you could point to.

Picture a body of genuine experts: insulated, careful, honest. And suppose, to be fair to them, they really do decide well — more wisely than the electorate, year after year. By the first standard, deciding well, this body is excellent. It scores at the top. By the second standard — is it yours, did it come from your equal say — it scores at the bottom. Nobody chose it; it simply rules, and rules well, over you. High on one standard, low on the other, the same institution, at the same time. The two judgements don't merely differ. They point in opposite directions about the same thing.

Now reverse it. Picture a real, full, fair vote — everyone enfranchised, everyone heard, the most legitimate procedure you can imagine — and it decides something genuinely reckless. The people vote, with open eyes and a fair count, to do the thing that will harm them: to spend everything now and leave nothing for the future, to abolish a protection they'll badly miss, to take the ruinous course because it sounded good on the night. By the second standard this decision scores at the top: it is theirs, fully authorised, equal say all the way down. By the first standard it is a disaster — a worse outcome than almost any careful committee would have allowed. Top of one standard, bottom of the other. Again, the same decision, the same moment, two judgements that won't be reconciled.

That is what it means for the two standards to be independent. A system can be excellent by one and worthless by the other, and you cannot combine the two scores into a single figure called "good." There is no such figure. "Is democracy the best system" was never one question with one answer. It was two questions we had fused into one, and they can return opposite verdicts on the very same case.

Which leaves you looking at your own hundred-times-said sentence and no longer sure what you meant by it. When you say democracy is best — best by which standard? If you mean it decides well, you've made a claim about outcomes, and you've already half-admitted you're not sure it's true. If you mean it's yours whatever the outcome, you've made a claim that doesn't care about outcomes at all — and you have to be ready to defend a vote that does real harm, purely because it was yours to cast. You've been making both claims, moving between them without noticing, using each to prop up the other exactly when it got into trouble. Pressed on outcomes? Move to "well, it's ours." Pressed on whether a bad vote is really beyond challenge? Move to "well, the many are wiser anyway." Each reason quietly covering for the other, so that neither ever has to hold on its own — and you never noticed you were doing it.

And the two easy exits here are the very two I closed last week. Seize one standard and call the other childish — or split the difference and call it a sensible balance. Both fail now for the same reason they failed then: you hold both standards at full strength, and you cannot average two different measuring sticks into a single figure. The question is not how much of each, but which one you would keep when they pull against each other and you cannot have both.

And that question — which one, when they conflict — I am not answering tonight. Not because it has no answer, but because the answer has to be earned, and we have not earned it yet; the rest of the series is the earning. Tonight does the one thing it can, and it's enough: it shows that the case you came in making for democracy was two cases, betting opposite ways, and that you cannot say "democracy, obviously" any more without someone — perhaps yourself — asking back, obviously what?

So here is what you have now that you did not an hour ago, and it is a real tool, not a mood.

You can hear the two standards now, in any sentence about democracy, your own included. The next time someone defends a vote, or attacks one, you can ask the question that opens it up: are they saying it decided well, or that it was theirs to decide? Two different claims — and most arguments about democracy are two people each holding a different standard, each sure they are talking about the same thing, and getting nowhere because they are not. And you can catch the hardest move to pin down, the one you have made yourself: the switch between the two. Someone defends democracy on results; you press them on a result that was terrible; and they move — well, it's ours, that's what matters. You push back on that, and point out that they're now defending a disaster; and they move back — well, the many are wiser in the long run anyway. Back and forth, never staying with either claim long enough to be held to it. You can see it now. You can name it. That is the gain: not an answer, but the ability to hear which question is actually being argued, and to notice when someone is moving between the two.

This was the second of eight, and it did the work it had to: last time you found two questions inside your own complaint; tonight you found those same two questions splitting the case for the thing you were defending. Now the case you have just built is tested.

Next time we stop building democracy's case and start testing it, and we start with the first standard — the one that says democracy decides well. Not because it's the weaker of the two; we'll come to the second reason's hardest critics later, and they are every bit as serious. We start here because it's the standard that offered itself for testing: it staked everything on outcomes, so it can be argued with on outcomes, in the open, on the evidence. We bring in its sharpest living critic — a serious philosopher, neither a crank nor a friend of tyranny — who agrees with you on the very thing you admitted on election night: that the voters, yourself included, mostly don't know what they're doing. And then he does the thing you wouldn't do. He follows that admission to where it leads. If we wouldn't seat an ignorant jury, he asks, why do we seat an ignorant electorate? We'll see whether the first standard can take that, on your own honest premise — whether democracy's claim to decide well still holds once someone follows your own admission past the point where you stopped. That's next time.

But before you get there, try it once yourself, on something you actually lived through — it will not mean much until you have done it without me pointing the way.

So here's one to try. Don't reach for a national election — too large, too remote. Find a vote you were actually part of. A union ballot. The body corporate, or the strata meeting where the owners decided by a show of hands. A workplace that put something to the floor. A club, a church board, a co-op. Even a family that settled something by a vote around the table. Pick one where you cared which way it went. Now, don't re-argue whether the vote was right — that's the trap, that's everyone's reflex, and it's the wrong thing to do tonight. Do the other thing. Find your loyalty to that vote and ask what it's made of. When you insisted "we should decide this ourselves," which standard were you holding? Were you claiming the group would decide it better than some manager or expert would have — the first standard? Or were you claiming it was ours to decide, full stop, even if we got it wrong — the second? Be honest, because you'll probably find you meant both, and leaned on whichever one was winning at the time. Sort them out. Notice how much of your "let us decide" was a bet on getting it right, and how much was a claim that it was yours either way — and that these are not the same claim, though they came out of your mouth as one.

I'm not going to tell you which one should win. The sorting only counts as yours if you do it on your own memory, not mine. But once you have done it — once you have felt your own "we should decide this" divide into a bet about outcomes and a claim about whose it is — you will have the thing this whole series runs on. And you will never again hear "democracy, obviously" as one simple sentence. You will hear the question underneath it: obviously which?

Thanks for listening. I'll see you next time.

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